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Volume II · Chapter 16

Applied (Secondary) Dominants

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In the musicianship bookChapter 19: The Dominant of the DominantChapter 20: Secondary Dominants

Introduction: Borrowing a Dominant

Every major or minor triad in a key can be made to sound, briefly, like a tonic. All you need is its own dominant. Put an E-major chord in front of A minor in the key of C, and for a moment A minor sounds like home, even though the piece is still in C major. This is tonicization, and the borrowed dominant is called an applied dominant (or secondary dominant).

Applied dominants are the most common source of chromatic notes in tonal music. They add color and, above all, direction: each one points strongly at the chord it tonicizes.

Click any example to hear it. Applied chords are shown in red.

Naming and Spelling Applied Dominants

We write an applied dominant as V/x ("five of x") or V7/x, where x is the chord being tonicized, the target. To spell one:

  1. Find the root of the target chord. (In C major, the target ii is D minor; its root is D.)
  2. Go up a perfect 5th: that's the root of the applied dominant (A).
  3. Build a major triad (V) or a dominant seventh chord (V7) on that root, adding whatever accidentals it needs: A–C♯–E(–G).
Only major and minor triads can be tonicized. A diminished triad (vii° in major, ii° in minor) can't act as a temporary tonic, so there's no V/vii° in major.
Applied chord in C majorNotesTargetChromatic notes
V7/iiA – C♯ – E – GD minorC♯
V7/iiiB – D♯ – F♯ – AE minorD♯, F♯
V7/IVC – E – G – B♭F majorB♭
V7/VD – F♯ – A – CG majorF♯
V7/viE – G♯ – B – DA minorG♯
Applied chord in A minorNotesTargetChromatic notes
V7/IIIG – B – D – FC majornone (all in the key)
V7/ivA – C♯ – E – GD minorC♯
V7/VB – D♯ – F♯ – AE majorD♯, F♯
V7/VIC – E – G – B♭F majorB♭
V7/VIID – F♯ – A – CG majorF♯

Notice V7/III in minor: every note is already in the natural-minor scale (it's the same chord as VII7), so it works without any accidentals. And V7/IV in major is just the tonic triad with a lowered seventh added (C–E–G–B♭).

Finding Applied Dominants When You Analyze

Accidentals are your clue. When a chord contains a note that isn't in the key:

  1. Spell the chord and find its root and quality.
  2. If it's a major triad or a dominant seventh chord, it's probably an applied dominant. Go down a perfect 5th from its root to find the target.
  3. Check the next chord: an applied dominant usually resolves to its target.

A helpful rule of thumb: a raised note (a sharp, or a natural that cancels a flat) is usually the temporary leading tone and wants to go up a half step; a lowered note (a flat, or a natural that cancels a sharp) is usually a chordal seventh and wants to go down a step. For example, the F♯ in V7/V (D–F♯–A–C) rises to G, and the B♭ in V7/IV (C–E–G–B♭) falls to A.

Voice Leading

  • Treat the applied dominant exactly like a real V or V7 in the key of its target: its leading tone (the 3rd of the chord) resolves up by half step to the target's root, and its seventh resolves down by step.
  • Never double the applied leading tone.
  • Keep each chromatic change in a single voice. If one voice sings C and the next chord has C♯, let the same voice move C–C♯. Splitting them between two voices produces a cross relation, a harsh clash that is avoided in this style.
  • All the usual rules still apply: no parallel fifths or octaves, complete chords at resolutions where possible, good spacing.
IIVV7​/VVI
Example 16.1. V7/V in C major. F♯ (in the soprano) rises to G; the seventh, C (in the alto), falls to B.
IV65​/iiiiV7​I
Example 16.2. V65/ii in D major. D♯, the temporary leading tone, is in the bass and rises chromatically to E; the seventh (A) falls to G.
IV7​/IVIVV7​I
Example 16.3. V7/IV in F major: the tonic with a lowered seventh (E♭, in the alto) added. The E♭ falls to D in the IV chord.
iV7​/ivivV7​i
Example 16.4. V7/iv in A minor: C♯ (in the tenor) is the temporary leading tone of D minor, and it rises to D. The seventh, G, falls to F.

Where Applied Dominants Go

  • V/V and V7/V are by far the most common. They intensify the approach to the dominant, often at a cadence: ii6–V7/V–V, or V7/V–I64–V. (The cadential six-four delays the target, but V/V still points to V.)
  • V7/IV gives a lift into the subdominant, often right after the opening tonic.
  • V/vi sets up a deceptive feeling or a turn toward the relative minor.
  • V/ii and V/iii are less common but appear in chains (see below).
  • Applied chords can appear in inversion (V65/V, V42/IV), which makes smooth chromatic bass lines.
Iii6​V7​/VI64​V7​I
Example 16.5. V7/V leading to a cadential six-four in G major. C♯ (in the soprano) moves up to D; the seventh, G, is held into the six-four and falls to F♯ over V7.

Chains of Applied Dominants

When each chord is the applied dominant of the next, you get a chromatic descending-fifths sequence, the "real" sequence mentioned in Chapter 15. Every chord is a dominant seventh, and every one resolves to the next: V7/vi–V7/ii–V7/V–V7–I. This chain drives ragtime, early jazz, and many Romantic sequences.

V7​/viV7​/iiV7​/VV7​I
Example 16.6. A chain of dominant sevenths in C major (E7–A7–D7–G7–C). Complete and incomplete sevenths alternate; each seventh falls and each leading tone rises (or, in an inner voice, slides down chromatically to become the next seventh).

Try It: Applied Dominant Builder

Applied Dominant Builder

Choose a key and an applied dominant. You'll see it spelled, voiced between the tonic and its target, and resolved. The temporary leading tone is red; the seventh is blue.

Summary

  • An applied (secondary) dominant is the V or V7 of a chord other than the tonic: V/x. It tonicizes its target briefly without changing key.
  • To spell V/x: go up a perfect 5th from the target's root and build a major triad or dominant seventh chord there.
  • Only major and minor triads can be tonicized.
  • Raised notes usually rise (leading tones); lowered notes usually fall (sevenths).
  • Resolve the applied leading tone up and the seventh down; don't double the leading tone; avoid cross relations.

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